by Jyotsna Bucktowar | Jun 11, 2024
The rule will apply to references to environmental or social characteristics in FCA authorised firms’ communications with UK clients that either promote, or otherwise relate to, a product or service…
by Jyotsna Bucktowar | May 28, 2024
The Guide aims to enhance understanding of the FCA’s expectations and to help firms assess the adequacy of their financial crime systems and controls, and remedy any deficiencies. The FC Guide contains various self-evaluation questions, along with examples of good and...
by Jyotsna Bucktowar | May 20, 2024
The FCA has accused Emmanuel Nwanze of operating an unlawful investment scheme and issuing unlawful financial promotions. Nwanze-Thompson, used an Instagram account, named Holly_Fxtrends, to advise on buying and selling CFDs when they were not entitled to do...
by Jyotsna Bucktowar | May 9, 2024
The guidance is intended to help firms understand and comply with the anti-greenwashing rule, which comes into force on 31 May 2024. By introducing the anti-greenwashing rule, the FCA aims to clarify to firms that sustainability-related claims about their products and...
by Jyotsna Bucktowar | Apr 26, 2024
FCG provides practical assistance and information for firms of all sizes and across all FCA-supervised sectors on actions they can take to counter the risk that they might be used to further financial crime. Its contents are drawn primarily from FCA and FSA thematic...
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