by AdrianaAMLP | Jan 10, 2025
The misconduct is linked to cum-ex trading and withholding tax schemes, with Arian executing purported over-the-counter equity trades worth £37 billion and £15 billion in Danish and Belgian equities, earning commissions of £546,949.
by Jyotsna Bucktowar | Jan 8, 2025
FCA provides feedback on the good and poor quality applications, including importance of qualified MLROs, tailored sanctions controls, and transparent marketing practices…
by Jyotsna Bucktowar | Dec 18, 2024
John Dance, former principal partner at WealthTek LLP is accused of abusing his position to transfer over £64 m from client accounts for personal gain between 2014 and 2023. The FCA alleges he laundered funds through personal and business accounts using the money to...
by Jyotsna Bucktowar | Dec 2, 2024
The FCA aims to slow the growth of fraud through enhanced partnerships and international collaboration. They plan to leverage data sharing and analytics to identify and prosecute financial criminals, building on a successful proof of concept. Concerns about the cost...
by Jyotsna Bucktowar | Dec 1, 2024
New practical advice on governance, transaction monitoring, and leadership engagement to manage financial crime risks, complete with self-assessment tools and real-world examples. These revisions followed a consultation period launched in April 2024 (CP24/9) and were...
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