by AdrianaAMLP | May 20, 2022
FCA wants to hear about sanctions evasion issues where they relate to firms on The Financial Services Register or our other registers, or companies with UK listed securities. The ways to report sanctions evasions to the FCA include…
by AdrianaAMLP | Apr 22, 2022
A review by the FCA has found that challenger banks need to improve how they assess financial crime risk, with some failing to adequately check their customers’ income and occupation. In some instances, challenger banks did not have financial crime risk assessments in...
by AdrianaAMLP | Apr 4, 2022
The London Metal Exchange (the LME) suspended nickel trading, having concluded a disorderly market had arisen. The suspension occurred amid challenging commodity market conditions following Russia’s invasion of Ukraine…
by AdrianaAMLP | Mar 24, 2022
The FCA is reminding all regulated firms of their existing obligations when they are interacting with or exposed to cryptoassets. They present risks to market integrity and consumers, particularly when used as a speculative investment…
by AdrianaAMLP | Mar 13, 2022
Regulated firms have already taken steps to avoid new investment in the Russian economy. Many asset managers and pension providers have written down any Russian assets already held by the fund or scheme to zero, and some have announced that they are...
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