by AdrianaAMLP | Mar 11, 2024
The FCA is asking Annex 1 Firms to carry out a gap analysis against the failings it has identified in the market, and to take immediate steps to close any identified gaps, with the implication being that the FCA will carry out further reviews to assess how firms have...
by AdrianaAMLP | Mar 9, 2024
FCA is looking to publicise its enforcement process to increase transparency and is seeking views on how to proceed with this.
by Jyotsna Bucktowar | Mar 5, 2024
The FCA continues to remind people that cryptoassets are high risk and largely unregulated. Those who invest should be prepared to lose all their money. The FCA is collaborating with government, international partners and industry to develop the UK’s cryptoasset...
by Jyotsna Bucktowar | Feb 23, 2024
Lloyds underlined that the investigation is related to its compliance with the ML regulations in the UK and the FCA’s rules and principles of business, focusing on its controls framework. The report mentions that the bank has been cooperating with the...
by AdrianaAMLP | Feb 14, 2024
On 1 February 2024, the FCA working with the National Crime Agency (NCA) conducted a major operation to arrest 3 London based individuals on suspicion of insider dealing, conspiracy to insider deal and money laundering linked to organised crime.
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