Ken joined MUFG in January 2019 as EMEA Regional Head of Anti-Bribery & Corruption Compliance, overseeing implementation and enhancement of ABC controls for both Bank and Securities operations in over 30 locations throughout the region. Prior to joining MUFG, he was Anti-Corruption Compliance Counsel in the UK for a US-based oil & gas and government services contractor.
He previously spent more than 10 years as white collar criminal defence counsel with law firms in private practice in the United States, primarily representing financial institutions in cross-border enforcement actions and investigations by the SFO, FCA, DOJ, SEC, CFTC, and EU authorities, including ABC, anti-trust, securities fraud, and tax evasion issues. He is licensed as an attorney in New York and Washington, DC, and qualified as a solicitor in England and Wales. Before attending law school, he served as an intelligence officer in the U.S. Navy.
EMEA Regional Head of