Since February 2019 Clive has been the Head of the Financial Crime Specialist Supervision Department within the FCA’s Supervision Division. From 2013 he was the Head of the Retail Investments Department, which was responsible for supervising Financial Adviser firms, Platforms, SIPP Operators, Wealth Managers, Private Banks and Stockbrokers. Prior to this he was Head of the Conduct Specialists Department which provided conduct specialist advice to the rest of the FSA’s Supervisory Division in the areas of firm culture, business strategy analysis and product governance.
Before that he worked in the FSA’s Enforcement and Financial Crime Division. An EU and Competition lawyer by background, he has also worked for the regulator Ofcom and in private practice in Brussels and London. He started his working life in Sydney, Australia.
Head of Financial Crime Specialist Supervision Department