The FCA is asking Annex 1 Firms to carry out a gap analysis against the failings it has identified in the market, and to take immediate steps to close any identified gaps, with the implication being that the FCA will carry out further reviews to assess how firms have performed in this regard….
Recent Posts
- Wolfsberg Group responds to the FATF public consultation on R.16 covering payments transparency and its Interpretative Note
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- House of Lords issues letter to the FCA on Consultation Paper CP24/2: Our Enforcement Guide and publicising enforcement investigations
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