by AdrianaAMLP | Jul 12, 2022
The FSMA provides clarity about when crypto-assets may be considered to be securities, investment instruments or financial instruments and may therefore fall within the scope of the prospectus legislation and/or the MiFID conduct of business rules…
by AdrianaAMLP | Jun 14, 2022
The Guidelines specify that credit or FIs should appoint one member of their management body who will ultimately be responsible for the implementation of the AML/CFT obligations, and clarify the tasks and functions of that person, describing the roles &...
by AdrianaAMLP | May 3, 2022
The Guidelines to allow for a wider scope of the assessment, i.e. to include all relevant provisions in the CRD, PSD2, BRRD and AMLD, as applicable to the specific third country authorities); a wider purpose, i.e. to support cooperation arrangements and...
by AdrianaAMLP | Apr 5, 2022
The revised Guidelines on risk-based supervision set out the steps supervisors should take to ensure adequate AML/CFT oversight of their sector and support the adoption, by credit and financial institutions, of effective ML/TF risk management policies and...
by AdrianaAMLP | Dec 16, 2021
The Guidelines set out the steps supervisors should take to ensure adequate AML/CFT oversight of their sector and support the adoption, by credit and financial institutions, of effective ML/TF risk management policies and procedures. The EBA decided to...
Recent Comments