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SEC awarded over US$24 million to whistleblowers whose information led to an SEC enforcement action and another agency’s action

by Jyotsna Bucktowar | Aug 20, 2024

The SEC has awarded over US$24 million to two whistle blowers with US $4 million going to the first and US $20 million to the second. The second whistle blower received a larger award due to their crucial role in the investigation. These awards are funded by an...

US SEC announces an award of more than $37 million to a whistleblower whose information and assistance led to a successful SEC enforcement action

by Jyotsna Bucktowar | Jul 26, 2024

The whistleblower persisted in reporting the misconduct internally, which led the employer to conduct its own investigation and eventually report the results to the Commission. This self-report caused the Commission to open an investigation. Further, without the...

SEC divides $28 million award between seven whistleblowers

by Jyotsna Bucktowar | Jan 11, 2024

The whistleblowers provided valuable information and substantial assistance that played a critical role in the SEC returning millions of dollars to harmed investors. The seven whistleblowers were composed of a single claimant and two sets of joint...

TI publishes report examining the protection of whistleblowers in the EU

by AdrianaAMLP | Nov 20, 2023

The report assesses the effectiveness of whistleblower protection measures in EU countries evaluating the legal frameworks and practices in place. It highlights that 19 of the 20 countries reviewed do not comply with the EU Whistleblower Protection...

The Nuts and Bolts of AML Whistleblower Laws – hosted within the House of Commons, join Stephen Kohn for a conversation explaining the nuts and bolts of blowing the whistle on money laundering

by Jyotsna Bucktowar | Nov 14, 2023

Join Stephen Kohn, world-renowned expert on whistleblowing, financial crime, and international law for a conversation explaining the nuts and bolts of blowing the whistle on money laundering. Kohn helped draft the US AML Whistleblower Improvement Act…
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