by Jyotsna Bucktowar | Nov 13, 2025
The Guideline proposes proportionate, organisation-wide expectations for financial institutions—covering governance, AI inventories, lifecycle controls, and skills development—to ensure the safe and responsible use of AI, including generative systems…
by AdrianaAMLP | Oct 20, 2025
The FCA’s review reveals that a notable proportion of corporate finance firms fail to maintain comprehensive business-wide risk assessments or adequately monitor their appointed representatives. Strengthening these controls is essential to ensuring compliance with the...
by AdrianaAMLP | Oct 17, 2025
The report underscores that effective de-risking depends on transparent structures, coherent regulations, and well-governed financial ecosystems capable of attracting sustainable private investment. These measures, while aimed at mobilising capital, also strengthen...
by AdrianaAMLP | Oct 13, 2025
The report highlights that national competent authorities have improved risk-based supervision, enhanced cooperation with domestic and international partners, and made better use of supervisory tools. It also identifies ongoing challenges, including staff shortages,...
by Jyotsna Bucktowar | Jul 22, 2025
It urges institutions to tailor controls to their specific risk profiles and business contexts (proportionality), focus resources on higher‑risk customers and activities rather than applying blanket measures (prioritisation), and ensure programmes deliver measurable,...
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