by AdrianaAMLP | Jun 17, 2026
The speech sets out a broader enforcement model that uses supervision, market oversight, voluntary restrictions and proactive detection alongside formal investigations, citing 369 voluntary outcomes in the last financial year and quicker public resolutions since July...
by AdrianaAMLP | Jun 15, 2026
The consultation proposes targeted changes to the Decision Procedure and Penalties Manual, including raising the minimum penalty for the most serious individual market abuse cases from £100,000 to £150,000, clarifying the treatment of deferred pay and shares, and...
by AdrianaAMLP | Jun 11, 2026
he FCA has secured a High Court order appointing special administrators to Euro Exchange Securities UK Ltd (EES) after identifying serious concerns about the firm’s operations and potential financial crime risks. EES has ceased trading and agreed not to...
by Jyotsna Bucktowar | Jun 3, 2026
The FCA highlighted that some of these firms may be operating illegally by providing regulated services or making unauthorised financial promotions in breach of UK law, and that sponsorships can inadvertently legitimise these entities while promoting them to UK...
by Jyotsna Bucktowar | May 19, 2026
It requires the Treasury Department and regulators to issue guidance and strengthen Bank Secrecy Act (BSA) rules on customer due diligence, beneficial ownership verification, and transaction monitoring, with a focus on detecting fraud, money laundering, and abuse of...
Recent Comments