by AdrianaAMLP | Jan 17, 2025
Reports 200 enforcement actions in the first quarter of fiscal year 2025 (October-December 2024), including 118 standalone actions, marking the highest number of filings for this period since 2000. Of these, 75 were filed in October 2024 alone. The cases addressed...
by Jyotsna Bucktowar | Sep 10, 2024
The developments include: An action against an activist short seller related to his publishing of allegedly misleading research reports; The dismissal of many of the SEC’s claims in the SolarWinds litigation; The SEC’s first litigated action relating to the operation...
by Jyotsna Bucktowar | Jun 6, 2024
The US DoJ has declined to prosecute MilliporeSigma, citing factors in the Department’s Principles of Federal Prosecution of Business Organizations and the National Security Division Enforcement Policy for Business Organizations. The policy assumes companies...
by Jyotsna Bucktowar | Jun 6, 2024
US DoJ decided not to prosecute MillporeSigma due to factors such as voluntary self-disclosure of potential export control violations, full cooperation with investigators, and timely remediation of the alleged misconduct. These factors allowed law enforcement to...
by Jyotsna Bucktowar | Apr 23, 2024
The letter raises concerns that the FCA’s proposals risk having a disproportionate effect on firms named in investigations, where those firms are subsequently cleared of any wrongdoing, particularly given the length of many investigations. This also risks the overall...
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