SRA issues AML/TF risk assessment guidance

Firms should assess their risks and target their resources to the areas or products that are most likely to be used to launder money. The UK Government periodically undertakes a National Risk Assessment pulling together risk-based information from all...

SRA Complying with the UK Sanctions Regime

The UK Solicitors Regulation Authority (SRA) published Guidance on complying with the UK sanctions regime. It explains the SRA’s expectations of firms and solicitors and provides practical advice to firms on avoiding sanctions breaches…

SRA publishes latest suite of annual reports 

The SRA has published separate but connected reports on Authorisation, Client Protection, Education and Training and its enforcement work (published under the title: Upholding Professional Standards) for the financial year from 1 November 2020 to 31 October...