by Jyotsna Bucktowar | Oct 9, 2024
SEC announced that Moog Inc., a New York-based global manufacturer of motion controls systems for aerospace, defense, industrial and medical markets, agreed to pay a civil penalty of $1.1 million to resolve the SEC’s charges that it violated the Foreign Corrupt...
by AdrianaAMLP | Sep 25, 2024
Settled charges announced against 23 entities and individuals for failures to timely report information about their holdings and transactions in public company stock, including Alphabet, Goldman Sachs among parties charged for late filings.
by Jyotsna Bucktowar | Sep 10, 2024
The developments include: An action against an activist short seller related to his publishing of allegedly misleading research reports; The dismissal of many of the SEC’s claims in the SolarWinds litigation; The SEC’s first litigated action relating to the operation...
by Jyotsna Bucktowar | Sep 9, 2024
The SEC has charged Medly Health Inc.’s and Head of Rx Operations with defrauding investors during a US $170 million fundraising effort. The accused are inflating revenue figures, while Bhatt is alleged to have created fake prescriptions to support these...
by Jyotsna Bucktowar | Aug 20, 2024
The SEC has awarded over US$24 million to two whistle blowers with US $4 million going to the first and US $20 million to the second. The second whistle blower received a larger award due to their crucial role in the investigation. These awards are funded by an...
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