by AdrianaAMLP | Mar 19, 2024
Genesis Global Capital, LLC agreed to a final judgment ordering it to pay a $21 million civil penalty and imposing a permanent injunction to settle charges that it engaged in the unregistered offer and sale of securities through a crypto asset lending program known as...
by AdrianaAMLP | Mar 14, 2024
Scheme targeted more than 40,000 predominantly Latino investors in the U.S. and two other countries. The complaint follows the SEC’s successful emergency action in September 2022 that halted the CryptoFX scheme and charged its two main principals, Mauricio Chavez and...
by AdrianaAMLP | Jan 24, 2024
The rules address investor protection concerns more broadly with respect to shell companies and blank check companies, including SPACs.
by Jyotsna Bucktowar | Jan 11, 2024
The whistleblowers provided valuable information and substantial assistance that played a critical role in the SEC returning millions of dollars to harmed investors. The seven whistleblowers were composed of a single claimant and two sets of joint...
by AdrianaAMLP | Jan 10, 2024
The SEC’s order finds that SAP, whose American Depositary Shares are listed on the New York Stock Exchange, violated the FCPA by employing third-party intermediaries and consultants from at least December 2014 through January 2022 to pay bribes to government officials...
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