by AdrianaAMLP | Mar 17, 2026
The guidance categorises crypto assets into types such as digital commodities, stablecoins, digital collectibles and digital tools, stating that most do not fall within securities laws, while reaffirming that assets offered as investment contracts or representing...
by AdrianaAMLP | Sep 5, 2025
The Cross-Border Task Force aims to identify and investigate potential violations of U.S. federal securities laws by foreign-based companies, including market manipulation schemes such as “pump-and-dump” and “ramp-and-dump.” It also seeks to scrutinize gatekeepers...
by AdrianaAMLP | Jun 25, 2025
It underscores the need to protect retail investors from misleading disclosures, liquidity traps, and social media-driven scams—issues frequently reported to the Ombuds office. The SEC plans to enhance investor testing through the THRIVE panel, scrutinize SRO rule...
by AdrianaAMLP | May 28, 2025
Using confidential Form PF data and public filings, the study reveals that ownership structure significantly influences fund governance and risk exposure, with potential implications for systemic stability. The findings underscore the need for regulators to monitor...
by Jyotsna Bucktowar | Feb 25, 2025
Led by Laura D’Allaird, the unit comprises approximately 30 fraud specialists and attorneys. CETU focuses on areas such as fraud involving emerging technologies like artificial intelligence and machine learning, misuse of digital platforms for fraudulent activities,...
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