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The Payers: Lloyds to face AML controls investigation

by Jyotsna Bucktowar | Feb 23, 2024

Lloyds underlined that the investigation is related to its compliance with the ML regulations in the UK and the FCA’s rules and principles of business, focusing on its controls framework. The report mentions that the bank has been cooperating with the...

FCA announces the arrest of four individuals on suspicion of insider dealing, conspiracy to insider deal and ML linked to organised crime

by AdrianaAMLP | Feb 14, 2024

On 1 February 2024, the FCA working with the National Crime Agency (NCA) conducted a major operation to arrest 3 London based individuals on suspicion of insider dealing, conspiracy to insider deal and money laundering linked to organised crime.

FCA identifies four areas which can help to bolster efforts to reduce and prevent financial crime

by AdrianaAMLP | Feb 14, 2024

The four areas focus on data and technology, collaboration, consumer awareness, and metrics (measuring efficiency). The FCA has also highlighted the role for other sectors to play, as sharing data and intelligence is central to tackling financial crime. It is...

FCA publishes research note reviewing maximal extractable value and blockchain oracles

by AdrianaAMLP | Feb 10, 2024

This research analyses two novel concepts of blockchain technology, Maximal Extractable Value (MEV) and blockchain oracles. As well as expanding the functionality of decentralised financial applications, these features have been identified as introducing risks and...

FCA, Bank of England and PRA publish the latest annual CBEST thematic report

by Jyotsna Bucktowar | Dec 25, 2023

CBEST tests the cyber resilience of firms and financial market infrastructures (FMIs) through live testing that mimics the actions of cyber attackers. The report highlights the importance of building strong cyber hygiene and the need for firms to simulate a range of...
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Recent Posts

  • EBA launches a consultation to simplify EU Supervisory reporting by cutting requirements by around 50% and reducing duplication and streamlining data requirements
  • NCA’s UKFIU SARs Reporter Booklet (Mar 26) reveals large-scale fraud and ML schemes, including £2.4M VAT frauds, £600k+ asset freezes, and complex organised crime networks 
  • FinCEN proposes a rule to fundamentally reform AML/CFT programs under the Bank Secrecy Act, shifting from “check-the-box” compliance to risk-based, effectiveness-focused outcomes
  • AUSTRAC finalises AML/CTF transitional and amendment rules, setting clear timelines for CDD, travel rule for payment transparency, and VASP obligations to help businesses strengthen ML/TF controls
  • OECD’s Consumer Finance Risk Monitor 2026 report flags rising FC risks from AI impersonation, phishing, investment and crypto fraud, with 85% of jurisdictions citing scams as the top risk

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