by Jyotsna Bucktowar | Jun 17, 2026
Key achievements included implementing major regulatory frameworks such as MiCA, DORA and EMIR 3, advancing crypto-asset supervision, enhancing digital resilience, improving ESG and sustainable finance oversight, and adopting a more data-driven, risk-based supervisory...
by AdrianaAMLP | Feb 25, 2026
The proposed updates revise joint guidelines governing how institutions assess the suitability of management-body members and key function holders, reflecting legislative changes introduced under CRD VI and aiming to strengthen governance, competence and integrity...
by Jyotsna Bucktowar | Nov 28, 2025
The statement mandates that order-book and transaction records be maintained in machine-readable JSON format, that legal-entity clients and crypto-assets be identified using LEIs and DTIs respectively, and that crypto-asset white papers follow a standardised...
by AdrianaAMLP | Oct 16, 2025
Around 60% of actions involved fines and 10% were settlements exceeding €20 million. The report highlights significant variations in enforcement approaches across Member States, underscoring the need for greater supervisory consistency. ESMA emphasises that while...
by AdrianaAMLP | Oct 16, 2025
ESMA underscores that the activation of the Digital Operational Resilience Act (DORA) from January 2025 has sharpened its focus on enhancing ICT risk-management and digital operational resilience across the EU securities sector, noting strong engagement by national...
Recent Comments