by Jyotsna Bucktowar | Nov 28, 2025
The statement mandates that order-book and transaction records be maintained in machine-readable JSON format, that legal-entity clients and crypto-assets be identified using LEIs and DTIs respectively, and that crypto-asset white papers follow a standardised...
by AdrianaAMLP | Oct 16, 2025
Around 60% of actions involved fines and 10% were settlements exceeding €20 million. The report highlights significant variations in enforcement approaches across Member States, underscoring the need for greater supervisory consistency. ESMA emphasises that while...
by AdrianaAMLP | Oct 16, 2025
ESMA underscores that the activation of the Digital Operational Resilience Act (DORA) from January 2025 has sharpened its focus on enhancing ICT risk-management and digital operational resilience across the EU securities sector, noting strong engagement by national...
by AdrianaAMLP | Oct 10, 2025
The manual emphasizes the importance of accurate and timely post-trade reporting to detect market abuse, manipulation, and insider trading across EU financial markets. It also highlights the responsibilities of reporting entities to maintain robust controls and data...
by Jyotsna Bucktowar | Oct 10, 2025
The second public statement on the MiFID II/MiFIR review transition, providing guidance on how market participants and authorities should apply the revised rules, including adjustments to trading, reporting, investor protection, and operational practices, to ensure a...
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