by Jyotsna Bucktowar | Nov 15, 2023
The report likely provides insights into the responsibilities and challenges faced by MLROs in the context of AML efforts discussing the regulatory framework surrounding the role of MLROs and the expectations placed on them…
by AdrianaAMLP | Oct 9, 2023
The objective of this review is to ensure that no EU funding indirectly enables any terrorist organization to carry out attacks against Israel.
by AdrianaAMLP | Sep 19, 2023
The FCA’s review of publicly available information about the nature, scale and impact of de-risking.
by Jyotsna Bucktowar | Sep 11, 2023
The review will assess how firms are adhering to the AML legislation and FCA guidance to conduct proportionate and risk based due diligence on their clients. This review is being conducted in compliance with Section 78 of the Financial Services and Markets Act...
by AdrianaAMLP | Sep 6, 2023
Identifies examples of both good practice and areas for improvement under 5 key themes: governance and oversight, skills and resources, screening capabilities, Customer Due Diligence (CDD) and Know Your Customer (KYC) procedures, reporting breaches to the FCA.
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