by AdrianaAMLP | Apr 22, 2026
The changes make it easier for firms to comply by increasing flexibility, simplifying processes and reducing administrative costs, forming part of a broader government-led programme to cut regulatory complexity and improve competitiveness. While preserving the core...
by AdrianaAMLP | Apr 22, 2026
The response indicates broad support for reform and confirms plans to introduce more proportionate and flexible requirements, including simplifying responsibilities, reducing duplication and enabling regulators to streamline approval and reporting processes. It also...
by AdrianaAMLP | Jul 15, 2025
Proposed changes include extending timelines for senior manager approvals, reducing duplicative certification roles by 15%, and simplifying annual checks to certify individuals as ‘fit and proper’ for their roles. These measures are part of a broader...
by AdrianaAMLP | Oct 21, 2024
The survey of over 1,000 investment banks, brokers and wholesale insurance firms found that the number of allegations reported increased between 2021 and 2023.
by AdrianaAMLP | Aug 26, 2022
The PRA & and FCA joint investigations into certain former senior managers at HBOS plc have now concluded with a decision by each of the Authorities’ independent decision-makers to take no further action. The Authorities gathered more than 2 million documents,...
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